Articles
FCA high-risk product move 'good start' say Planners
Written by Kat MitchellFinancial Planners have told Financial Planning Today that they welcome the Financial Conduct Authority (FCA) proposals to strengthen financial promotion rules for high-risk investments, but also suggested more work should be directed at banning other unregulated speculative investments.
Options UK Personal Pensions (formerly Carey UK Pensions) has sought permission from the Supreme Court to appeal the recent judgment by the Court of Appeal in the long-running and pivotal Adams v Carey SIPP case.
FCA considers expanding high-risk investment classification
Written by Kat MitchellThe Financial Conduct Authority (FCA) has said it is considering expanding the classification of high-risk investments to include more types of investments which should be subject to marketing restrictions in its proposals to strengthen financial promotion rules.
New Financial Planning technology here to stay - survey
Written by Kat MitchellThe majority (89%) of financial advisers are using some form of new technology as a result of the Coronavirus pandemic, with the change likely to be permanent, according to a new report.
Bankruptcy for unauthorised share scheme peddlers
Written by Kat MitchellThree defendants found guilty of an authorised share scheme now face bankruptcy orders having failed to pay £3.62m in restitution.
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Net inflows for the quarter ending 31 March rose 22% to £2.9bn at wealth manager St James’s Place (SJP).
Coutts has begun the process of integrating Financial Planners and wealth managers from its Adam & Company business into the main wealth management and banking firm.
LV= has extended its payment break and premium/cover reduction options until 31 December for protection policyholders to allow financially vulnerable clients to maintain cover if they suffer financial difficulties.
Brunel Wealth has acquired Bristol-based investment and pensions adviser Academy Associates for an undisclosed sum.