The FCA has cancelled the part 4A regulatory permissions of Bromley-based firm HLU Ltd (FRN: 938123).
Read more ...FCA finds most ongoing suitability reviews delivered
- Monday, 24 February 2025
- Articles
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The Financial Conduct Authority’s review of ongoing advice data from 22 of the largest financial advice firms has found that suitability reviews were carried out in the vast majority of cases.
Read more ...Senior FCA exec defends email deletion
- Wednesday, 19 February 2025
- Articles
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The FCA has defended its plans to delete emails after one year and denies it is trying to hide evidence and avoid scrutiny.
Read more ...Lords take aim at FCA name and shame plans
- Thursday, 06 February 2025
- Articles
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The House of Lords has called on the FCA to halt its plans to push forward with 'naming and shaming' firms facing investigations.
Read more ...FCA issues six-figure transaction reports fine
- Wednesday, 29 January 2025
- Articles
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The FCA has fined investment provider Infinox Capital Limited £99,200 for failing to submit 46,053 transaction reports.
Read more ...‘Tear down regulatory barriers’ urges Chancellor
- Friday, 17 January 2025
- Articles
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Chancellor Rachel Reeves has urged Britain’s regulators to “tear down” barriers to promote business growth.
Read more ...FCA set to respond to Starmer call for growth
- Monday, 30 December 2024
- Articles
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Prime Minister Sir Keir Starmer has called on key regulators, including the FCA, to do all they can to push reforms for growth in their sectors.
Read more ...Lincolnshire adviser firm cancelled by FCA
- Tuesday, 24 December 2024
- Articles
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The FCA has revoked the regulatory permissions of Lincolnshire financial adviser firm John Cotton (FRN: 136224) for non payment of fees.
Read more ...FCA cancels permissions of Yorkshire IFA
- Monday, 16 December 2024
- Articles
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The FCA has cancelled the Part 4A permission to carry out regulated business of West Yorkshire-based IFA McLean’s (FRN: 146450).
Read more ...FCA to focus on supporting high growth firms
- Wednesday, 11 December 2024
- Articles
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A focus on how the FCA can support early and high growth firms will form the cornerstone of the FCA’s strategy between 2025 and 2030, according to CEO Nikhil Rathi.
Read more ...