The FCA’s advice guidance boundary review will boost growth for the Financial Planning sector, according to the Chair of the regulator.
Read more ...Advice guidance review to ‘boost growth’ for sector
- Wednesday, 09 October 2024
- Articles
FCA fines Starling Bank £29m over screening failures
- Wednesday, 02 October 2024
- Articles
The FCA has fined Starling Bank just under £29m for financial crime failings related to its financial sanctions screening.
Read more ...FCA to change enforcement approach
- Wednesday, 25 September 2024
- Articles
The Financial Conduct Authority is changing its enforcement approach as it aims to act faster and with more transparency.
Read more ...FCA extends PRIIPs exemption for investment trusts
- Thursday, 19 September 2024
- Articles
Investment trusts can choose to opt out of the requirements of PRIIPs Regulation and associated technical standards until new legislation comes into force, the FCA said in a statement today.
Read more ...TPR calls for more diversity in pension assets
- Friday, 13 September 2024
- Articles
The Pensions Regulator (TPR) has called on pension professionals to consider a more diverse range of investments.
Read more ...1 in 3 FCA workers from ethnic minority
- Tuesday, 10 September 2024
- Articles
A third of the workforce (33%) at the Financial Conduct Authority were from an ethnic minority in 2023-24, according to new employment data from the regulator.
Read more ...FCA delays SDR label requirements
- Monday, 09 September 2024
- Articles
The FCA has given firms four more months time to comply with its new Sustainability Disclosure Requirements' regime and new investment label rules.
Read more ...FCA: appointed rep oversight needs to improve
- Monday, 09 September 2024
- Articles
The FCA says standards of regulatory practice among appointed representatives (ARs) are improving but there is “more to do.”
Read more ...Exclusive: Consumer Duty 'reducing' access to advice
- Friday, 30 August 2024
- Articles
Nearly three in 10 Financial Planners (28%) surveyed in an exclusive poll for Financial Planning Today say they have cut the number of clients they serve as a result of the Consumer Duty.
Read more ...FCA fines PwC £15m for failures on LCF mini-bonds
- Friday, 16 August 2024
- Articles
Accountancy firm PwC has today been fined £15m for failing to alert the FCA to suspected fraudulent activity at £237m failed mini-bond firm London Capital & Finance plc.
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