The FCA has revoked the regulatory permissions of Lincolnshire financial adviser firm John Cotton (FRN: 136224) for non payment of fees.
Read more ...FCA cancels permissions of Yorkshire IFA
- Monday, 16 December 2024
- Articles
The FCA has cancelled the Part 4A permission to carry out regulated business of West Yorkshire-based IFA McLean’s (FRN: 146450).
Read more ...FCA to focus on supporting high growth firms
- Wednesday, 11 December 2024
- Articles
A focus on how the FCA can support early and high growth firms will form the cornerstone of the FCA’s strategy between 2025 and 2030, according to CEO Nikhil Rathi.
Read more ...TPR to shift to more prudential-style regulation
- Friday, 29 November 2024
- Articles
The Pensions Regulator (TPR) is to shift to a more prudential-style of regulation to protect savers from systemic risk.
Read more ...Firms to get 48hr warning before FCA ‘name and shame’
- Thursday, 28 November 2024
- Articles
The FCA plans to give firms subject to enforcement investigations a 48 hour window to view the contents of any announcements before they are made public.
Read more ...Number of whistleblowing reports rises
- Thursday, 28 November 2024
- Articles
The number of whistleblowing reports rose by 15% (year-on-year) to 322 in the third quarter of this year.
Read more ...MiFID rules to transfer to FCA in 2025
- Thursday, 28 November 2024
- Articles
The firm-facing requirements of the MiFID regulations are to be transferred into FCA Handbook rules next year.
Read more ...FCA advice shake up to focus on pensions
- Wednesday, 27 November 2024
- Articles
The FCA’s upcoming advice guidance proposals will focus on helping consumers understand their choices around pensions, according to the regulator’s chief operating officer Emily Shepperd.
Read more ...FCA reveals crypto regulation plan as ownership rises 20%
- Tuesday, 26 November 2024
- Articles
The FCA has published an indicative roadmap of key dates for the development and introduction of the UK’s crypto regime as new research revealed crypto ownership has risen 20%.
Read more ...Editor’s Comment: FCA must get ‘naming and shaming’ right
- Monday, 18 November 2024
- Articles
It’s no secret that the FCA has come in for flak over it’s naming and shaming enforcement plans and it’s no surprise it has decided to dilute them as a result. But should it be backing off?
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