Articles
FCA gets £290k confiscation order against convicted fraudster
Written by JamesThe FCA has secured a confiscation order of £291,070.36 against a convicted fraudster.
The Pensions Regulator's auto-enrolment director steps down
Written by JamesThe Pensions Regulator (TPR) has revealed that Darren Ryder, director of automatic enrolment, will be leaving the organisation.
Brewin Dolphin grows Financial Planning income 12.2%
Written by JamesFinancial Planner and wealth manger Brewin Dolphin has boosted its Financial Planning income by 12.2%, new figures have revealed.
PFS 'Futureproof' Financial Planning Conference gets under way
Written by JamesNearly 2,000 finance professionals are expected to attend the PFS 'Futureproof' Financial Planning Conference day which gets under way at the ICC in Birmingham city centre today.
The Financial Planning Standards Board, the global body responsible for the Certified Financial Planner designation, has published its first Guidance Practice Note to support Financial Planning professionals working with vulnerable clients.
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Fairstone, one of the UK’s largest Chartered Financial Planning firms, has boosted its footprint in the North West with the acquisition of Octagon Wealth Management.
Nucleus adds trading enhancements in platform boost
Written by JamesAdviser-built wrap platform Nucleus has introduced enhancements to its platform which have been designed to help advisers manage trading more efficiently and effectively.
The PFS annual conference on Thursday aims to provide professionals with the knowhow they need to “futureproof” their firms.
The FCA is to ban the ‘mass marketing’ of speculative mini-bonds following the recent debacle which saw mini-bond provider London Capital & Finance go bust earlier this year owing £236m to 14,000 bondholders.