Articles
The FCA has started proceedings against Park First Limited, its senior managers, including its chief executive officer and a number of other companies connected to the Park First group.
FCA data shows 4.29m complaints for first half of 2019
Written by JamesThe FCA has revealed it received 4.29m complaints in the first half of 2019.
Financial Planning fintech firm launches PROD MiFID II guide
Written by JamesFinancial Planner-focussed fintech firm Clever has launched a new free PROD guide to help IFAs to design and deliver financial solutions for their clients whilst working within the regulatory framework of MiFID II.
DFM and IFA support firm Tatton Asset Management has acquired a subsidiary of Tenet in a £2.7m deal.
The woes of Woodford Investment Management have been well chronicled by Financial Planning Today and others. I will not repeat them hear suffice to say that the curtain is coming down on a painful episode in fund management, as Mr Woodford described it himself.
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The recent developments involving Berkeley Burke SIPP Administration (BBSAL) have caused understandable concern and consternation for SIPP providers, advisers and SIPP investors.
PIMFA 2019: Quilter CEO reveals mental health struggles
Written by JamesPaul Feeney, chief executive of Financial Planning firm Quilter, has spoken movingly about his personal mental health “journey.”
Financial Planning firm boosst.financial has revealed how it fought back against scammers who tried to clone the firm’s identity to rip off investors.
North West independent financial adviser Acumen Financial Partnership has boosted its management team with the addition of a Chartered Financial Planner as the expanding firm’s funds break through the £250m level for the first time.