DFMs need to improve client onboarding - survey

Discretionary Fund Managers need to improve their client onboarding processes, according to a survey of adviser satisfaction.

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Free due diligence service sees 1,700 requests in first year

More than 1,700 due diligence requests have been fulfilled by the new online due diligence fintech service DD DD|hub during its first year.

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SJP secures Singapore DFM licence

St. James’s Place Wealth Management Asia, the international business of the wealth manager, has revealed that its Singapore subsidiary, St. James’s Place (Singapore) Private Limited, has been granted a Capital Markets Services licence by the Monetary Authority of Singapore.

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FCA bans DFM from carrying out regulated activity

The FCA has ordered a DFM to cease all regulated activity without express permission from the regulator.

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