DFMs need to improve client onboarding - survey
- Friday, 03 April 2020
- Articles
Discretionary Fund Managers need to improve their client onboarding processes, according to a survey of adviser satisfaction.
Read more...Free due diligence service sees 1,700 requests in first year
- Monday, 10 February 2020
- Articles
More than 1,700 due diligence requests have been fulfilled by the new online due diligence fintech service DD DD|hub during its first year.
Read more...SJP secures Singapore DFM licence
- Wednesday, 28 August 2019
- Articles
St. James’s Place Wealth Management Asia, the international business of the wealth manager, has revealed that its Singapore subsidiary, St. James’s Place (Singapore) Private Limited, has been granted a Capital Markets Services licence by the Monetary Authority of Singapore.
Read more...FCA bans DFM from carrying out regulated activity
- Monday, 17 December 2018
- Articles
The FCA has ordered a DFM to cease all regulated activity without express permission from the regulator.
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