Ex-compliance director fined and given ban by FCA

Friday, 13 March 2015
Articles
FCA offices

A former compliance director at network Financial Group has been fined £33,800 by the FCA and also been given a ban. Read more...

Firm banned from employing advisers after serious misconduct

Wednesday, 23 July 2014
Articles
Tracey McDermott, the FCA's director of enforcement and financial crime,
Financial Group has been banned from employing new advisers for four and a half months due to serious misconduct. Read more...