FCA cancels investment adviser firm’s permissions

The FCA has revoked permission to carry out regulated business of City of London-based Portia Investment Advisors Ltd (FRN582587) after it failed to confirm required details of authorised directors.

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Adviser cancelled for failing to submit returns

Bath-based investment adviser firm Ian Slinger (FRN: 723069) has had its Part 4A permissions to carry out regulated business removed by the FCA due to non submission of required returns.

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FCA revokes permissions of convicted sex offender IFA

The FCA has permanently revoked the regulatory permissions of IFA Frensham Wealth Ltd following the conviction of director Jon Frensham for a child sex offence.

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