Regulators launch review of Senior Managers’ regime
- Thursday, 30 March 2023
- Articles
The UK’s key financial regulators, the FCA, PRA and Treasury have today launched a sweeping review of the Senior Managers and Certification Regime (SM&CR).
Read more...FCA opens consultation on delay to SM&CR regime
- Friday, 17 July 2020
- Articles
The FCA has today published Consultation Paper CP20/10 on its plans to delay the sweeping new Certification Regime and Conduct Rules (SM&CR) until March 2021.
Read more...FCA close to launching enhanced Financial Services Register
- Monday, 13 July 2020
- Articles
The FCA will launch an enhanced Financial Services Register later this month to replace the existing register.
Read more...Senior Managers must consider ‘emerging risk’ from virus - FCA
- Monday, 06 April 2020
- Articles
The FCA has told firms that Senior Managers must consider the “emerging risks” from the Coronavirus outbreak.
Read more...