PFS Festival - Time to shout about profession
- Tuesday, 01 November 2022
- Articles
The new President of the Personal Finance Society Caroline Stuart has urged members to help build the profession by spreading the word about careers in Financial Planning and Paraplanning.
Read more...PFS Festival - Consumer Duty 'tougher' than TCF
- Tuesday, 01 November 2022
- Articles
The new FCA Consumer Duty will be much tougher than the previous Treating Customers Fairly regulatory principles, the FCA's director of consumers investment Therese Chambers told Financial Planners in a keynote speech at the two-day Festival of Financial Planning which got under way today.
Read more...Adviser fined £10,500 by FSA for failure to treat customers fairly
- Monday, 30 July 2012
- Articles
Financial adviser Adrian Mark Mosley has been fined £10,500 and banned by the Financial Services Authority for failing to treat customers fairly.
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