FCA ordered to pay compensation to banned IFA
- Wednesday, 30 January 2019
- Articles
The FCA has been ordered to pay thousands of pounds to the ex-chief executive of a collapsed IFA firm.
Read more...Advice firm CEO gets reduced £60k fine as FSCS faces £106m bill
- Friday, 21 September 2018
- Articles
The FCA has imposed a reduced fine of £60,000 on Alistair Rae Burns and made an order banning him from performing any senior management function in financial services.
Read more...FCA bans IFA firm CEO as FSCS faces £106m bill
- Wednesday, 01 August 2018
- Articles
The Upper Tribunal has upheld an FCA decision to fine and ban Alistair Burns, chief executive of advice firm TailorMade Independent Limited, as it was confirmed that the FSCS compensation bill for his failed business could hit £106.5m.
Read more...Ex-advisory firm bosses fined and banned by FCA
- Friday, 20 March 2015
- Articles
Two former directors of an advisory firm have been banned from holding senior positions in financial services by the Financial Conduct Authority. Read more...