FCA aims to ban 3 over 'tangled web' of £69m pension fund
- Monday, 24 June 2024
- Articles
The FCA has provisionally decided to ban and fine three individuals who were involved in running SVS Securities Plc, a discretionary fund manager which went into administration five years ago.
Read more...FCA bans 3 bond traders for market manipulation
- Wednesday, 07 December 2022
- Articles
The FCA has provisionally banned three bond traders for market manipulation.
Read more...FCA ordered to pay compensation to banned IFA
- Wednesday, 30 January 2019
- Articles
The FCA has been ordered to pay thousands of pounds to the ex-chief executive of a collapsed IFA firm.
Read more...FCA bans 'dishonest' director from financial sector for life
- Thursday, 20 December 2018
- Articles
The Financial Conduct Authority (FCA) has today banned Darren Lee Newton from working in the financial services sector.
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