Advisers face setting aside up to 28% of liabilities - FCA
- Wednesday, 29 November 2023
- Articles
Proposals from the FCA would require investment advisers to set aside a minimum of 28% of potential liabilities in advance to compensate investors if bad advice is given.
Read more...FCA 'polluter pays' proposals cautiously welcomed by Planners
- Wednesday, 29 November 2023
- Articles
The FCA’s plans to make investment advisers set aside funds in advance to compensate investors if bad advice is given have been cautiously welcomed by Financial Planners.
Read more...