FCA issues client money warning
- Friday, 14 August 2020
- Articles
The Financial Conduct Authority has urged firms which have begun holding increased client money balances during the Coronavirus pandemic to consider returning the money to clients.
Read more...FCA fines SEI Investments (Europe) £900k for client money breaches
- Tuesday, 26 November 2013
- Articles
The Financial Conduct Authority has fined SEI Investments (Europe) Limited £900,200 for failings in relation to its protection of client money.
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FSA consults on 'radical' changes to protection of client assets
- Thursday, 06 September 2012
- Articles
The Financial Services Authority has released a combined consultation and discussion paper on changes to client money and assets held by investment firms.
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