Pension firms told to look ‘beyond narrow compliance’
- Thursday, 08 December 2022
- Articles
The Pensions Regulator and the Financial Conduct Authority have issued a joint statement urging the pensions industry to look "beyond narrow compliance" and consider consumer outcomes.
Read more...SJP upgrades financial crime defence
- Thursday, 15 September 2022
- Articles
Wealth manager and Financial Planner St James’s Place (SJP) has upgraded its financial crime defences with an Artificial Intelligence (AI) solution.
Read more...FCA rejects appointed rep ‘hosting’ plan from firm
- Friday, 13 May 2022
- Articles
The FCA has refused authorisation to regulatory consultancy firm Alexander Jon Compliance Consulting Limited (AJCC) which planned to provide regulatory 'hosting' services.
Read more...FCA takes action on 105 financial ads in Q1
- Wednesday, 07 April 2021
- Articles
The Financial Conduct Authority has published its first quarterly data for non-compliant financial promotions, as part of a drive for greater transparency on financial promotions.
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