FCA says naming firms facing enforcement will 'help'

Ahead of a consultation deadline tomorrow, the FCA has responded to concerns about its proposals to make public details of enforcement investigations against regulated firms.

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PIMFA has ‘serious concerns’ about FCA enforcement plans

 

PIMFA, the wealth and investment management trade body, has raised “serious concerns” about the FCA’s proposals to make public enforcement investigations against regulated firms.

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FCA consults on speeding up enforcement cases

The FCA is to consult on speeding up enforcement cases in an attempt to increase the deterrent impact of its actions and improve the public's confidence in the regulator as an enforcer.

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Editor’s Comment: FCA tries to toughen up

The FCA confirmed some important new appointments this week which suggest that it will be trying to take a tougher line with enforcement in future.

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