FCA says naming firms facing enforcement will 'help'
- Monday, 29 April 2024
- Articles
Ahead of a consultation deadline tomorrow, the FCA has responded to concerns about its proposals to make public details of enforcement investigations against regulated firms.
Read more...PIMFA has ‘serious concerns’ about FCA enforcement plans
- Thursday, 29 February 2024
- Articles
PIMFA, the wealth and investment management trade body, has raised “serious concerns” about the FCA’s proposals to make public enforcement investigations against regulated firms.
Read more...FCA consults on speeding up enforcement cases
- Tuesday, 27 February 2024
- Articles
The FCA is to consult on speeding up enforcement cases in an attempt to increase the deterrent impact of its actions and improve the public's confidence in the regulator as an enforcer.
Read more...Editor’s Comment: FCA tries to toughen up
- Friday, 24 March 2023
- Articles
The FCA confirmed some important new appointments this week which suggest that it will be trying to take a tougher line with enforcement in future.
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