FCA fines BSPS pension transfer adviser £1.28m
- Monday, 09 August 2021
- Articles
The FCA has provisionally fined pension transfer financial adviser Geoffrey Edward Armin £1.28m for a number of advice failings.
Read more...FCA fines Lloyds Bank insurance arm nearly £91m
- Thursday, 08 July 2021
- Articles
The Financial Conduct Authority has today fined Lloyds Banking Group’s general insurance arm nearly £91m for false promises on renewal premiums over an eight year period.
Read more...FCA fines claims management company £110,000
- Monday, 28 June 2021
- Articles
The FCA has fined claims management company Crosfill & Archer Claims Limited £110,000 for making cold calls.
Read more...FCA fines Charles Schwab UK £8.96m
- Monday, 21 December 2020
- Articles
The Financial Conduct Authority has fined investment platform Charles Schwab UK Ltd (CSUK) £8.96m for a series of safeguarding and compliance failures.
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