FCA warns of ‘gaps’ as new Duty deadline looms
- Friday, 17 May 2024
- Articles
The FCA has written a Dear CEO letter to provider bosses to alert them to potential gaps in data as the Consumer Duty deadline for closed products looms.
Read more...FCA to apply 'additional scrutiny' to appointed rep applications
- Friday, 02 December 2022
- Articles
FCA CEO Nikhil Rathi says the FCA will apply "additional scrutiny" to authorisation applications from appointed representatives, approved persons and payment agents.
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