FCA simplifies company listing rules

The FCA has published rules for a simplified listings regime in its biggest shake-up in over three decades to support a wider range of financial services firms to issue their shares on a UK exchange.

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Retail investments dominate FCA interventions

The retail investment sector continued to dominate attestations (or undertakings) required issued by the Financial Conduct Authority between January and March.

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FCA removes permissions from Bucks adviser

The FCA has cancelled the permissions of Buckinghamshire-based adviser firm Pringles Financial Services (FRN: 148402).

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1 in 12 advisers to miss Consumer Duty report deadline

One in twelve (8%) financial advisers and wealth managers do not expect their firm to meet the Consumer Duty Board report deadline, according to new research.

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