FCA fines UBS £27.6 million over reporting failures

UBS AG (UBS) has been fined £27,599,400 by the FCA for failings relating to transaction reporting.

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Firm fined £1m for failings on suspicious transactions

The FCA has today fined Interactive Brokers (UK) (IBUK) £1,049,412 for failing to identify suspicious transactions in its post-trade systems and controls from February 2014 to February 2015.

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