FCA warns 'reckless' pension transfer specialist of action

The FCA has issued a warning notice to a pension adviser it has branded “reckless” after they gave unsuitable advice to customers to transfer out of their DB scheme over a four year period.

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FCA warns 3 individuals at DFM firm over conduct

The FCA has issued a warning about the conduct of three individuals at an unnamed Discretionary Fund Manager (DFM).

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