FCA warns 'reckless' pension transfer specialist of action
- Tuesday, 09 January 2024
- Articles
The FCA has issued a warning notice to a pension adviser it has branded “reckless” after they gave unsuitable advice to customers to transfer out of their DB scheme over a four year period.
Read more...FCA warns 3 individuals at DFM firm over conduct
- Friday, 19 May 2023
- Articles
The FCA has issued a warning about the conduct of three individuals at an unnamed Discretionary Fund Manager (DFM).
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