Financial Planners and advisers can now access a single point of sign in with the FCA for regulatory reporting tasks, including submitting regulatory data and paying fees.
The FCA, backed by City of London Police, has arrested four individuals over suspected fraud and money laundering offences.
The FCA has set out its next steps on Consumer Duty, publishing proposals that aim to simplify communications about savings accounts.
The FCA has launched a new five-year strategy which it hopes will deepen trust in financial services, rebalance risk, support growth and improve lives.
The FCA is seeking a £22,500 a year chair for its Smaller Business Panel which often advises the regulator on issues affecting financial advice firms.
A coalition of consumer groups has sent an open letter to MPs and the FCA urging the regulator to abandon its plans to delete most emails automatically after a year.
The Financial Conduct Authority has provisionally fined Crispin Odey of Odey Asset Management LLP (OAM) £1.8m and provisionally banned him from the financial services industry for a lack of integrity.
FCA staff will receive a pay rise averaging 3.6% from April.
The Consumer Duty Alliance, the not-for-profit industry group supporting advisers with their Duty commitments, has called for the FCA to issue more sector-specific guidance on vulnerability.
John Dobbs has been charged with three counts of conspiracy to commit fraud by false representation over an unauthorised investment scheme which defrauded investors out of £3.9m.
The FCA has confirmed that it will partially axe its 'name and shame' proposals for firms under investigation.
The FCA has clarified that defence companies should not be treated differently to firms in other sectors when it comes to its sustainability regulations.
The FCA has said it will not pay compensation to those who have lost money due to the failure of funeral plan provider Safe Hands in 2022.
The FCA and ICO will investigate whether the Consumer Duty and other factors are potentially slowing down the development of AI in the regulated sector.
The FCA wants more vulnerable customers to seek help as it emerged that just four in 10 vulnerable clients have disclosed their vulnerability to the regulated firms they deal with, it said today.
The FCA has cancelled the part 4A regulatory permissions of Stratford-based firm Pan Risk Management Services Limited (FRN: 305302).
The FCA has banned Andrew Pearse and Surjan Singh, former Credit Suisse managing directors, from the UK financial services industry for lacking integrity.
A 46-year-old man, Olumide Osunkoya, has been jailed at Southwark Crown Court today for four years for running illegal crypto ATM activity said to be worth over £2.5m.
The FCA has charged award-winning IFA Kerry Nelson and fellow director Jacqueline Stephens, who both worked for Nexus IFA, in connection with a £2m fraud.
The FCA confirmed this week that its requirement for regulated firms to have ‘Consumer Duty Champions’ has been axed.
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