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FCA bans 2 former Credit Suisse execs over £40m kickbacks

The FCA has banned Andrew Pearse and Surjan Singh, former Credit Suisse managing directors, from the UK financial services industry for lacking integrity.
2 advisers appeal bans over £126m of ‘flawed’ pension transfers

The FCA has provisionally banned and fined two financial advisers over failings involving £126m of allegedly "flawed advice" pension transfers.
FCA to ban retail promotion of UCIS and 'certain close substitutes'
AIC welcomes exclusion of VCTs from FCA's UCIS ban
Firm banned from employing advisers after serious misconduct
Adviser banned and fined £290k by FCA
FCA bans two for selling £24m of ‘unsuitable investments’ to clients
Adviser banned and fined £109k for fabricating two SPSs
FCA fines and bans ‘reckless’ former RBS trader
FCA may ban contingent charging on DB transfers
Ex-director banned and must pay £882k over ‘misconduct’
Govt under fire for pension cold-call ban delay
Advice firm CEO gets reduced £60k fine as FSCS faces £106m bill
Bans for 4 trustees behind £13.7m pension scam
Jailed adviser brothers banned for life by FCA
Director gets 14-year ban over precious metals investment con
FCA to tackle £467m CFD and binary option abuse
FCA bans DFM from carrying out regulated activity
FCA bans 'dishonest' director from financial sector for life
FCA bans sale of binary options to consumers

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