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  • 2 advisers appeal bans over £126m of ‘flawed’ pension transfers

    The FCA has provisionally banned and fined two financial advisers over failings involving £126m of allegedly "flawed advice" pension transfers.
  • FCA HQ in London

    FCA to ban retail promotion of UCIS and 'certain close substitutes'

  • Ian Sayers of the AIC

    AIC welcomes exclusion of VCTs from FCA's UCIS ban

  • Tracey McDermott, the FCA's director of enforcement and financial crime,

    Firm banned from employing advisers after serious misconduct

  • FCA headquarters

    Adviser banned and fined £290k by FCA

  • FCA HQ

    FCA bans two for selling £24m of ‘unsuitable investments’ to clients

  • FCA headquarters

    Adviser banned and fined £109k for fabricating two SPSs

  • FCA's Mark Steward

    FCA fines and bans ‘reckless’ former RBS trader

  • FCA's Christopher Woolard

    FCA may ban contingent charging on DB transfers

  • RSM Tenon

    Ex-director banned and must pay £882k over ‘misconduct’

  • HM Treasury Building

    Govt under fire for pension cold-call ban delay

  • FCA HQ

    Advice firm CEO gets reduced £60k fine as FSCS faces £106m bill

  • TPR

    Bans for 4 trustees behind £13.7m pension scam

  • Alan and Russell Taylor

    Jailed adviser brothers banned for life by FCA

  • Director gets 14-year ban over precious metals investment con

  • FCA's Christopher Woolard

    FCA to tackle £467m CFD and binary option abuse

  • Organic Investments

    FCA bans DFM from carrying out regulated activity

  • FCA

    FCA bans 'dishonest' director from financial sector for life

  • FCA

    FCA bans sale of binary options to consumers

  • Mark Steward

    FCA bans broker over ‘dishonesty’ and ‘lack of integrity’

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