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  • Southwark Crown Court

    4 year sentence for unauthorised advice fraudster

  • The regulator also revealed this will not be the last of the pandemic-related resilience surveys, and advisers should expect to receive more in the future

    FCA prepares 5th Coronavirus resilience survey

  • The letter follows a similar Dear CEO letter to platforms in February 2020

    FCA issues warning on platform outages

  • The regulator said the rules aim to provide “more flexibility” to larger SPACs

    FCA relaxes SPAC rules

  • The regulator aims to make changes to diversity rules by the end of the year.

    FCA launches diversity consultation

  • The proposed changes aim to streamline decision making on authorisation applications and specific supervisory and enforcement decisions.

    FCA to change decision-making process

  • The RMAR data has been published since 2016.

    Investment adviser revenue falls 1% in 2020

  • FCA HQ

    FCA tells firms to review pay with diversity in mind

  • The FCA's regulatory sandbox approach has helped dozens of fintech firms over the past five years.

    FCA to accept sandbox applications year-round

  • Liz Field, chief executive of PIMFA, said concerns around the new Consumer Duty is indicative of a long-standing criticism the trade body has of the FCA

    PIMFA calls for Consumer Duty clarity

  • Avacade's former website

    Investors set for £11m payout as FCA wins Avacade appeal

  • The FCA has ordered BDSwiss Holding to stop conducting any regulated or marketing activities in the UK

    FCA puts brakes on high-risk investment provider

  • FCA logo

    FCA fines BSPS pension transfer adviser £1.28m

  • FCA HQ

    FCA wins bankruptcy order against WhatsApp trader

  • Only 15 of the reported cases led to ‘significant action’ to mitigate harm

    Whistleblowers make 2,754 allegations of misconduct to FCA

  • John Moret

    Moret calls on FCA for customer care measurement

  • FCA's Sheldon Mills

    FCA warns over insurance product commissions

  • The FCA said the small SIPP provider failed to carry out adequate due diligence checks on two EEQ introducer firms prior to accepting business from them.

    FCA pushes £26.7m SIPP provider into insolvency

  • The regulator said firms should be aware of the possible impact the events in Afghanistan may have

    FCA warns firms on Afghanistan-linked financial crime risks

  • The regulator will consult on any further changes it plans to make after the review.

    FCA confirms DB transfer redress guidance review

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