Larry Barreto has pleaded guilty to two counts of carrying on regulated activities without authorisation.

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The majority (97%) of financial services workers have been made to feel uncomfortable by unwelcome banter at some time during their career, according to a new report.

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Fund manager and wealth manager M&G has reported a £21.1bn drop in assets under management and administration to £348.9bn for the first half of 2022.

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Two in three (62%) advisers with clients who are trustees or have interests in trust are concerned that their clients could be risking HMRC fines, according to new research.

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Total platform assets under management (AUM) slumped by £52.2bn to £838.4bn in the second quarter, down 5.9% on the previous quarter.

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Financial Planner and wealth manager Evelyn Partners has acquired Buckinghamshire-based Financial Planning firm 2hWealthcare.

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Aviva suffered bigger losses in the first half as assets under management declined by 8% to £88.5 billion due to a fall in equity prices.

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The Serious Fraud Office has secured the conviction of an investment manager who took £100m from investors to help pay for a luxury lifestyle including a fishing and shooting estate, a ski hotel and a motor boat.

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IFA and investment manager One Four Nine Group has acquired its second advice firm north of the border, Financial Planner Russell Gibson Financial Limited.

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Financial Planner and wealth manager Quilter increased pre-tax profit in the first half of the year by 9% to £61m (H1 2021: £56m) despite a sharp fall in Assets Under Management (AUM) as markets tumbled around the world.

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