The High Court has consented to an order by which UCIS firms and directors will pay funds to the FCA for distribution to investors.

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Transfer values fell slightly during June 2019, as the number of DB transfers over the month also fell marginally.

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Smith & Williamson, the financial and professional services group, has announced boosted funds and profits in a “solid” performance for the year ended 30 April.

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New research suggests that one in four workers would consider a career as a financial adviser.

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The Chartered Institute for Securities & Investment (CISI) has unveiled Schroders and JUST as Gold Corporate Supporters.

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The FCA has revealed there were 1,750 whistleblowing allegations in its Annual Report and Accounts, which were published today.

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Royal London Asset Management (RLAM) has recruited two new members to its responsible investment team.

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GPP, the wealth solutions, custody and clearing provider, has revealed client assets on its wealth platform have surpassed £2bn in value.



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The Personal Finance Society (PFS) has published a guide clarifying what financial advisers should do to ensure work with discretionary investment services does not come back to haunt them.

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The FCA has issued a warning about a ‘Financial Planning’ and wealth advisory firm it believes is based overseas but providing financial services or products in the UK without authorisation.

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