The Financial Ombudsman Service (FOS) has today published a public consultation about its proposed strategic plans and budget for the financial year 2019/20, together with an update on numbers for the current financial year (2018/19).
Read more ...Smith & Williamson boosts profits in ‘solid performance’
- Monday, 17 December 2018
- Articles
Wealth manager Smith & Williamson has hailed its “solid financial performance” as it boosted profits and maintained funds under management.
Read more ...Kames Capital strengthens team with new hire
- Monday, 17 December 2018
- Articles
Kames Capital has bolstered its fixed income team with a new credit research appointment.
Read more ...FCA bans DFM from carrying out regulated activity
- Monday, 17 December 2018
- Articles
The FCA has ordered a DFM to cease all regulated activity without express permission from the regulator.
Read more ...Director must pay £124,000 over BHS pensions debacle
- Monday, 17 December 2018
- Articles
Dominic Chappell, the director and majority shareholder of the company that bought BHS for £1, has been ordered to pay more than £124,000 for failing to hand over information to The Pensions Regulator (TPR).
Read more ...CISI and CII back drive to boost adviser training in Africa
- Monday, 17 December 2018
- Articles
The CISI and the Kenya-based College of Insurance are teaming up to launch qualifications for financial advisers in Africa.
Read more ...FCA and PSR boards appoint new members
- Friday, 14 December 2018
- Articles
The FCA and Payment Systems Regulator (PSR) boards have appointed new members to three decision-making committees.
Read more ...EastEnders and Grange Hill star lands IFA role
- Friday, 14 December 2018
- Articles
A former EastEnders and Grange Hill actor is one of the latest batch of recruits to AFH’s team of IFAs.
Read more ...FCA bans and fines director over ‘conflicts of interest’
- Friday, 14 December 2018
- Articles
The Financial Conduct authority (FCA) has banned a non-executive director and fined her £20,000 over conflicts of interest.
Read more ...FCA orders firm to stop marketing its ISA and Bond
- Friday, 14 December 2018
- Articles
The FCA has ordered a firm to immediately cease marketing its ISA and Bond products.
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