FCA: Investment managers falling below standards
- Thursday, 10 July 2014
- Articles
The Financial Conduct Authority has reported a number of investment managers have fallen below the standards it expects after carrying out a review.
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Regulator announces changes to dealing commission rules
- Thursday, 08 May 2014
- Articles
Investment managers should only use client dealing commission to pay for substantive research or costs related to executing trades, the Financial Conduct Authority said today.
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DWP pensions report reveals more on DC scheme charges
- Wednesday, 19 February 2014
- Articles
The average annual management charge for trust-based schemes has risen in the last two years, research into defined contribution pensions has shown.
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60% of clients failing to understand RDR a year on
- Tuesday, 14 January 2014
- Articles
Six in 10 clients are failing to understand the Retail Distribution Review a year after it was implemented, a survey of advisers indicates.
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