FSA warns firms not to 'work around' commission ban post-RDR
- Monday, 01 October 2012
- Articles
The Financial Services Authority has written to the chief executives of 24 product provider and advisory firms, outlining concerns that firms may be looking to 'work around' the adviser charging rules by soliciting or providing payments or benefits.
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IMA criticises FSA's legacy commission guidance
- Monday, 27 February 2012
- Articles
The Investment Management Association has criticised the guidance in the Financial Services Authority’s policy statement about life products.
Read more...FSA confirms further guidance for legacy commission
- Monday, 27 February 2012
- Articles
The Financial Services Authority has set out how legacy commission will be treated post-RDR in a new policy statement today.
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