FCA to correct Register error after complaint
- Friday, 02 August 2024
- Articles
The FCA has agreed to correct an error on its Register of authorised individuals after a complaint was upheld by the Complaints Commissioner.
Read more...FCA removes permissions from Bucks adviser
- Wednesday, 12 June 2024
- Articles
The FCA has cancelled the permissions of Buckinghamshire-based adviser firm Pringles Financial Services (FRN: 148402).
Read more...FCA tightens rules on financial promotions
- Thursday, 08 February 2024
- Articles
The FCA has tightened its rules on firms’ ability to approve financial promotions for unauthorised persons.
Read more...Brothers convicted over £750,000 scam investment firm
- Tuesday, 23 May 2023
- Articles
Two brothers have been convicted of fraud and money laundering after taking £750,000 out of a failed peer-to-peer style investment firm.
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