FCA to correct Register error after complaint

The FCA has agreed to correct an error on its Register of authorised individuals after a complaint was upheld by the Complaints Commissioner.

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FCA removes permissions from Bucks adviser

The FCA has cancelled the permissions of Buckinghamshire-based adviser firm Pringles Financial Services (FRN: 148402).

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FCA tightens rules on financial promotions

The FCA has tightened its rules on firms’ ability to approve financial promotions for unauthorised persons.

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Brothers convicted over £750,000 scam investment firm

Two brothers have been convicted of fraud and money laundering after taking £750,000 out of a failed peer-to-peer style investment firm.

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