FCA bans IFA for tax return failings
- Monday, 27 September 2021
- Articles
The FCA has banned London IFA and mortgage adviser Anthony George from performing any regulated activity after he deliberately submitted false information about his income on his tax returns to HMRC.
Read more...FCA bans IFA after child sex offence
- Friday, 17 September 2021
- Articles
The FCA has banned financial advisory firm director Jon Frensham (formerly known as Jonathan James Hunt) from performing any regulated activity after his conviction for a child sex offence.
Read more...Director of unregistered pension scheme banned for 8 years
- Tuesday, 10 August 2021
- Articles
A director of a Nottingham-based call centre has been banned from running a business for 8 years due to running an unregistered pension scheme.
Read more...Ex-Quilter rep banned by FCA after conviction
- Friday, 23 July 2021
- Articles
The FCA has banned former Quilter appointed rep David Nicholas King indefinitely after he was convicted of a number of theft offences.
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