FCA bans Birmingham BSPS adviser
- Tuesday, 04 July 2023
- Articles
The Financial Conduct Authority has banned Birmingham-based adviser Paul Steel of Estate Matters Financial Ltd (EMF) from working in financial services.
Read more...FCA bans Pembrokeshire BSPS adviser
- Thursday, 29 June 2023
- Articles
Financial adviser Denis Lee Morgan has been banned by the FCA from advising on pension transfers and opt outs following British Steel Pension Scheme advice failings.
Read more...FCA upholds ban on convicted ex-Quilter rep
- Tuesday, 23 May 2023
- Articles
The FCA has rejected an attempt by convicted fraudster and former Quilter worker David Nicholas King to regain authorisation so he could work for a chartered surveying firm.
Read more...3 banned for failed £14.8m hotel investment scheme
- Thursday, 09 June 2022
- Articles
Three directors behind a failed £14.8 million hotel room investment scheme have been disqualified from running companies for a total of 25 years.
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