FCA bans Birmingham BSPS adviser

The Financial Conduct Authority has banned Birmingham-based adviser Paul Steel of Estate Matters Financial Ltd (EMF) from working in financial services. 

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FCA bans Pembrokeshire BSPS adviser

Financial adviser Denis Lee Morgan has been banned by the FCA from advising on pension transfers and opt outs following British Steel Pension Scheme advice failings.

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FCA upholds ban on convicted ex-Quilter rep

The FCA has rejected an attempt by convicted fraudster and former Quilter worker David Nicholas King to regain authorisation so he could work for a chartered surveying firm.

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3 banned for failed £14.8m hotel investment scheme

Three directors behind a failed £14.8 million hotel room investment scheme have been disqualified from running companies for a total of 25 years.

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