Editor’s Comment: 'We're the FCA and you’re nicked!'
- Friday, 28 June 2024
- Comment
I was intrigued this week by a speech from Steve Smart, FCA joint executive director of enforcement and market oversight, suggesting that the FCA was now as much a law enforcement agency as a regulator.
Read more...Half of HNW clients hit by crime in past year
- Monday, 20 March 2023
- Articles
More than half of High Net Worth clients (52%) have been victims of crime in the past 12 months, with their average loss £72,000.
Read more...Wealth management ‘vulnerable’ to money laundering
- Wednesday, 04 January 2023
- Articles
A new Treasury Report has highlighted the wealth management sector as “particularly vulnerable” to money laundering.
Read more...Financial adviser jailed after stealing £600k from own family
- Monday, 25 November 2019
- Articles
A Sheffield financial advisor who stole more than £600,000 from his own family members to fund a life of luxury has been jailed for over six years.
Read more...