FCA bans ‘dishonest and reckless’ adviser
- Thursday, 15 August 2024
- Articles
The FCA has banned insurance adviser Martin Sarl from working in financial services and fined him £5,021 for acting without honesty and integrity.
Read more...FCA fines first crypto firm with penalty of £3.5m
- Thursday, 25 July 2024
- Articles
The FCA has issued a £3,503,546 fine to CB Payments Limited (CBPL) for repeatedly breaching a requirement preventing it from offering services to high-risk customers.
Read more...MHA MacIntyre Hudson fined for audit breaches
- Tuesday, 09 July 2024
- Articles
National accountancy firm MHA MacIntyre Hudson, which has a wealth management arm, has been fined by the accountancy watchdog for audit breaches over a company that listed bonds on the stock market.
Read more...Regulators hit Citigroup with fines totalling nearly £62m
- Wednesday, 22 May 2024
- Articles
Citigroup Global Markets Limited (CGML) has been hit today with two fines by UK financial regulators totalling nearly £62m.
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