FCA to survey 25,000 regulated firms
- Friday, 02 February 2024
- Articles
The FCA and its Practitioner Panel are set to launch a joint survey of 25,000 regulated firms shortly to seek feedback on how the FCA is regulating the sector.
Read more...Pension trustees falling short of TPR code
- Friday, 12 January 2024
- Articles
Many pension trustees are falling short of the standards of The Pension Regulator’s codes, the regulator has warned.
Read more...New Regulators' Complaints Commissioner appointed
- Monday, 18 December 2023
- Articles
Experienced financial services lawyer Rachel Kent is to succeed Amerdeep Somal as the Financial Regulators' Complaints Commissioner, starting a five-year term starting on 1 January.
Read more...FCA warns on unauthorised firm Charles Dickins
- Monday, 18 December 2023
- Articles
The FCA has issued a public warning about an unauthorised investment firm called Charles Dickins Ltd (sic) which may be providing or promoting financial services products without permission.
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