'Sham brokers' ordered to pay £4m

The Financial Conduct Authority has secured an order of £4m against an unauthorised mortgage broker and its associates who it described as "sham brokers" who exploited vulnerable consumers.

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FCA to pursue 'award winning' investment firm for £2.8m

 

The Financial Conduct Authority has launched High Court proceedings against an unauthorised investment firm and its sole director, Mr Daniel Willis, over £2.8m owed to investors.

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FCA warns over US adviser unauthorised in UK

The Financial Conduct Authority has issued a warning about a US advice firm which it believes may be providing advice in the UK without authorisation.

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FCA issues scam warning over wealth management firm

The FCA has issued a scam warning over an unauthorised wealth management firm.

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