'Sham brokers' ordered to pay £4m
- Monday, 05 August 2024
- Articles
The Financial Conduct Authority has secured an order of £4m against an unauthorised mortgage broker and its associates who it described as "sham brokers" who exploited vulnerable consumers.
Read more...FCA to pursue 'award winning' investment firm for £2.8m
- Tuesday, 07 February 2023
- Articles
The Financial Conduct Authority has launched High Court proceedings against an unauthorised investment firm and its sole director, Mr Daniel Willis, over £2.8m owed to investors.
Read more...FCA warns over US adviser unauthorised in UK
- Friday, 26 August 2022
- Articles
The Financial Conduct Authority has issued a warning about a US advice firm which it believes may be providing advice in the UK without authorisation.
Read more...FCA issues scam warning over wealth management firm
- Thursday, 15 November 2018
- Articles
The FCA has issued a scam warning over an unauthorised wealth management firm.
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