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Mr Sipp - John Moret
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FCA fines ICAP Europe £14m for LIBOR failings
FCA continues run of fines, hitting Clydesdale Bank for £8.9m
FCA may add large unincorporated organisations to safety net
FCA censures 'reckless' Catalyst and fines ex-compliance officer
FCA confirms it will use new power to name firms under investigation
Number of consumer complaints down by 500,000
Two advisers fined total of £885,000 for Sipp-linked property debacle
FCA to review 'bundling' of asset management dealing charges
FCA fines Rabobank £105m for LIBOR-related misconduct
FCA halts suspected London-based 'boiler room' wealth operation
FCA and PRA back independent inquiry into Co-op Bank
FCA seeking new rules on dealing commission for investment managers
FCA hits Lloyds Bank with largest ever retail fine of £28m
FCA to publish social media guidance
Hartmann Capital to wind up after FCA notice
FCA appoints head of wealth management
FCA and PRA to conduct Co-op Bank probes
Jailed ex-adviser banned by FCA after £160k fraud
35% rise in whistleblowing to the FCA
Perspective Financial director quits and takes up FCA role
Page 12 of 111
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