Bolton financial adviser Client’s First Financial Consultants (FRN: 767449) has had its permission to conduct regulated activities withdrawn by the FCA after it failed to pay regulatory fees of almost £4,000.
Read more ...56 firms amend marketing following FCA action
- Tuesday, 07 November 2023
- Articles

Some 56 FCA-regulated firms amended or withdrew 5,310 financial promotions or advertising between 1 July and 30 September following intervention by the regulator.
Read more ...Söderberg & Partners to launch Seccl-based adviser platform
- Monday, 06 November 2023
- Articles

Major Swedish-owned wealth manager Söderberg & Partners is launching an adviser platform powered by investment platform Seccl.
Read more ...New chair at True Potential as founder steps down
- Monday, 06 November 2023
- Articles

Sir David Harrison is stepping down as chairman of Financial Planning-focused wealth management firm True Potential, the company he founded in 2007.
Read more ...Parents want financial education in schools
- Monday, 06 November 2023
- Articles

Four out of five adults believe that financial education should be taught in schools but only around one in eight parents said that their child has received it, according to a new study.
Read more ...Charles Stanley offers cash savings account
- Monday, 06 November 2023
- Articles

Wealth manager Charles Stanley has linked with fintech Bondsmith to launch a new savings option for clients through its platform Charles Stanley Direct.
Read more ...Courtiers adds £105m AUM with fifth acquisition
- Monday, 06 November 2023
- Articles

Wealth management firm Courtiers has bought Norwich-based Brunswick Investment Management for an undisclosed amount.
Read more ...Defaqto integrates Engage with Plannr CRM
- Monday, 06 November 2023
- Articles

Fintech Defaqto has integrated its part-owned new CRM fintech challenger Plannr with its financial advice software platform Defaqto Engage.
Read more ...FCA bans 'incompetent' £125m pension transfer adviser
- Friday, 03 November 2023
- Articles

The Financial Conduct Authority has banned financial adviser Geoffrey Armin for "seriously incompetent" advice on £125m of pension transfers which resulted in losses for clients of nearly £4m.
Read more ...ICO fines firm £55k for making 21,000 pension calls
- Friday, 03 November 2023
- Articles

The Information Commissioner’s Office, the data regulator, has fined marketing firm MCP Online Ltd (MCP) £55,000 for making nearly 21,000 unsolicited calls about pensions to consumers.
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