The Financial Conduct Authority (FCA) has issued a warning to platforms on IT outages and severe operational activities in a Dear CEO letter.
Read more ...FCA prepares 5th Coronavirus resilience survey
- Tuesday, 27 July 2021
- Articles
The Financial Conduct Authority (FCA) has told advice firms that it is preparing to send its fifth Coronavirus financial resilience survey in August.
Read more ...4 year sentence for unauthorised advice fraudster
- Monday, 26 July 2021
- Articles
Ian James Hudson has been sentenced to 4 years imprisonment for fraudulent trading and carrying on regulated activities without authorisation.
Read more ...Raymond James launches third new branch of 2021
- Monday, 26 July 2021
- Articles
A former divisional director for Brewin Dolphin has founded a new Raymond James branch in Cheltenham Spa.
Read more ...Fraud convictions slump as investment fraud rises
- Monday, 26 July 2021
- Articles
Just 1 in 700 reported fraud cases reported in 2019 resulted in a conviction, despite an increase in the number of investment frauds reported.
Read more ...UK Q2 dividends jump 51.2% to £25.7bn
- Monday, 26 July 2021
- Articles
UK dividends jumped 51.2% to £25.7bn in the second quarter, beating expectations, according to a new report.
Read more ...Kingswood chairman and CFO depart
- Monday, 26 July 2021
- Articles
Kenneth “Buzz” West, chairman of expanding wealth manager and Financial Planner Kingswood, has retired.
Read more ...Brewin Dolphin Financial Planning income grows 28.9%
- Monday, 26 July 2021
- Articles
Wealth manager Brewin Dolphin has reported a 28.9% rise in Financial Planning income in its latest trading update.
Read more ...AHR Private Clients boosts staff numbers
- Monday, 26 July 2021
- Articles
Newly-launched Financial Planner and wealth manager AHR Private Clients has added three more wealth directors as its recruitment spree continues.
Read more ...2 new recruits joins Planner wellbeing initiative
- Friday, 23 July 2021
- Articles
The Initiative for Financial Wellbeing, a non-profit membership organisation set up by Financial Planning firm entrepreneur Chris Budd, has been joined by two new recruits.
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