The Financial Conduct Authority has banned convicted drug criminal Paul Flowers, former chairman of Co-operative Bank PLC, from the financial services industry indefinitely.
Read more ...FCA bans ex-Co-op Bank chair from financial services sector
- Tuesday, 06 March 2018
- Articles

FCA bans and fines ex-Deutsche Bank trader
- Monday, 05 March 2018
- Articles

The FCA has banned and fined a former Deutsche Bank short-term interest rate derivatives trader.
Read more ...Chartered Planner: Make firms accountable on equality
- Monday, 05 March 2018
- Articles

A campaigning Financial Planner claims much more must be done to “make businesses accountable” to equality laws, rather than simply paying lip service.
Read more ...Make fund constraints clearer, FCA tells managers after probe
- Monday, 05 March 2018
- Articles

The FCA has told managers of 64 funds to make it “clearer” to consumers how constrained they are, it has been revealed.
Read more ...FSCS investigates after FCA bar on insolvent firms
- Monday, 05 March 2018
- Articles

The FSCS is investigating the impact for clients of Beaufort Securities Limited (BSL) and Beaufort Asset Clearing Services Limited (BACSL) after the FCA imposed sweeping restrictions on Friday.
Read more ...Ex-Architas boss takes helm at investment firm
- Monday, 05 March 2018
- Articles

An ex-Architas and Barclays Wealth boss has been recruited by a residential property investment firm as its new chief executive.
Read more ...FCA moves in as DFM Beaufort Securities Ltd fails
- Friday, 02 March 2018
- Articles

The FCA has imposed sweeping restrictions on Beaufort Securities Limited (BSL) and Beaufort Asset Clearing Services Limited (BACSL) and is working with the US Department of Justice to investigate the firms.
Read more ...Private wealth firm appoints new managing director
- Friday, 02 March 2018
- Articles

A new managing director has been appointed at private wealth firm Nedbank after an “extensive search.”
Read more ...Nucleus set for £100m stock market float - reports
- Friday, 02 March 2018
- Articles

The adviser-owned Nucleus platform is set for a £100m stock market float, according to reports from Sky News.
Read more ...Nucleus confirms £150m stock market float in July
- Friday, 02 March 2018
- Articles

Edinburgh-based investment platform Nucleus Financial has confirmed plans to float on the stock market this month with a potential valuation of up to £150m.
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