The FCA has provisionally banned three bond traders for market manipulation.
Read more ...FCA to impose extra financial promotion checks
- Tuesday, 06 December 2022
- Articles
The FCA is to impose additional checks on firms approving financial promotions.
Read more ...FCA warns that 80% of CFD investors lose money
- Monday, 05 December 2022
- Articles
The Financial Conduct Authority has warned firms offering investments in Contracts for Difference (CFDs) that it will take swift action in future to prevent consumer harm.
Read more ...FCA to apply 'additional scrutiny' to appointed rep applications
- Friday, 02 December 2022
- Articles
FCA CEO Nikhil Rathi says the FCA will apply "additional scrutiny" to authorisation applications from appointed representatives, approved persons and payment agents.
Read more ...FCA fines Julius Baer International Limited £18m
- Wednesday, 30 November 2022
- Articles
The Financial Conduct Authority has fined investment adviser and wealth manager Julius Baer International Limited (JBI) £18m for failing to conduct its business with integrity, failing to take reasonable care to organise and control its affairs and failing to be open and cooperative with the FCA.
Read more ...FCA Handbook gets Pensions Dashboard update
- Monday, 28 November 2022
- Articles
The Financial Conduct Authority has updated its Handbook - its definitive list of rules and guidance - to include a section on the forthcoming Pensions Dashboards.
Read more ...FCA warns about Hartley Pensions communications
- Friday, 25 November 2022
- Articles
The FCA has taken the rare step of issuing a warning about communications from a troubled firm, SIPP and SSAS provider Hartley Pensions.
Read more ...FCA ups financial promotion supervision for new firms
- Wednesday, 23 November 2022
- Articles
The Financial Conduct Authority has increased its supervision of financial promotions for newly-authorised firms.
Read more ...8 firms enter liquidation after FCA action
- Friday, 11 November 2022
- Articles
Eight regulated firms which appear to be connected have gone into liquidation following FCA action.
Read more ...Laura Trott is new Pensions Minister
- Monday, 07 November 2022
- Articles
Laura Trott MP has become the new Pensions Minister, the Department for Work and Pensions announced today.
Read more ...