Fraudsters have been using a 'cloned' Tilney website to try to cheat investors, the FCA has warned.
Read more ...Tilney takes legal action as FCA reveals fake 'clone' fraudsters
- Thursday, 03 August 2017
- Articles
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Create ‘distinct’ suitability reports for insistent clients - FCA
- Tuesday, 01 August 2017
- Articles
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The FCA has suggested advisers create separate suitability reports for insistent clients.
Read more ...Financial Planner husband and wife lose plea over FCA ban
- Wednesday, 26 July 2017
- Articles
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A husband and wife who ran a Financial Planning business before being banned by the FCA have lost a bid to unveil documents related to the case against them.
Read more ...New FCA senior boss regime to affect advisers and almost all firms
- Wednesday, 26 July 2017
- Articles
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A new regime to make senior bosses more accountable for their conduct and competence will be extended to almost all finance sector firms under FCA plans outlined this morning.
Read more ...‘Financial Planning’ firm and FCA transfer ban business on failed list
- Thursday, 20 July 2017
- Articles
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A firm told to cease all regulated activity by the FCA after it breached an agreement to stop advising on pension transfers and another, named Financial Planning & Investment Limited, have both been declared in default.
Read more ...Nearly 100 firms examined by FCA in DB transfer review
- Tuesday, 18 July 2017
- Articles
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Nearly 100 companies have been examined by the FCA as part of its DB transfer advice investigations.
Read more ...Platforms' commercial relationships under FCA scrutiny
- Monday, 17 July 2017
- Articles
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The FCA is to shine a spotlight on how platforms are influenced by their commercial relationships.
Read more ...FCA probes if clients ‘harmed’ by adviser platform choices
- Monday, 17 July 2017
- Articles
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The FCA will investigate if consumers are being harmed by a mismatch between the interests of the adviser and client when advisers select a platform.
Read more ...New pension transfers qualification as FCA tightens rules
- Friday, 14 July 2017
- Articles
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The Chartered Insurance Institute is preparing the launch of a new pension transfers qualification following FCA plans to tighten the advice requirements for the transfer of safeguarded benefits.
Read more ...3,600 pay outs for wrong 'risky' Sipp advice cost £105m
- Thursday, 13 July 2017
- Articles
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Nearly 3,600 consumers have been compensated for wrongly being advised to switch savings into ‘risky’ assets within SIPPs – at a cost of £105m.
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