The FCA has told firms to do more to ensure politicians, senior public servants and their families are not treated unfairly.
Read more ...Average salary at the FCA tops £71,000
- Friday, 12 July 2024
- Articles
The average salary at the FCA has risen by an average of 4.8% this year to £71,290, with some younger staff members receiving an 11.2% increase.
Read more ...FCA simplifies company listing rules
- Thursday, 11 July 2024
- Articles
The FCA has published rules for a simplified listings regime in its biggest shake-up in over three decades to support a wider range of financial services firms to issue their shares on a UK exchange.
Read more ...Retail investments dominate FCA interventions
- Wednesday, 19 June 2024
- Articles
The retail investment sector continued to dominate attestations (or undertakings) required issued by the Financial Conduct Authority between January and March.
Read more ...FCA removes permissions from Bucks adviser
- Wednesday, 12 June 2024
- Articles
The FCA has cancelled the permissions of Buckinghamshire-based adviser firm Pringles Financial Services (FRN: 148402).
Read more ...1 in 12 advisers to miss Consumer Duty report deadline
- Thursday, 30 May 2024
- Articles
One in twelve (8%) financial advisers and wealth managers do not expect their firm to meet the Consumer Duty Board report deadline, according to new research.
Read more ...FCA provisionally bans 2 over £10m of 'reckless' SIPP advice
- Friday, 24 May 2024
- Articles
The FCA has provisionally banned two financial advisers for “acting without integrity” in relation to SIPPs pensions advice involving £10m of investments.
Read more ...FCA revokes London adviser’s permissions
- Friday, 24 May 2024
- Articles
The FCA has cancelled the permissions and withdrawn the authorisation of London-based financial advice firm Elan Financial Group Ltd (FRN: 48971).
Read more ...FCA fines HSBC £6.2m over customer treatment
- Thursday, 23 May 2024
- Articles
The FCA has fined HSBC Bank plc, HSBC UK Bank plc, and Marks and Spencer Financial Services plc (HSBC) £6.28m for failures in its treatment of customers who were experiencing financial difficulties.
Read more ...Regulators hit Citigroup with fines totalling nearly £62m
- Wednesday, 22 May 2024
- Articles
Citigroup Global Markets Limited (CGML) has been hit today with two fines by UK financial regulators totalling nearly £62m.
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