The FCA asset management review was ‘way bigger than RDR’, says the chief executive of Nucleus.
Read more ...FCA plans to amend the minimum levels of PII
- Monday, 06 March 2017
- Articles
The FCA plans to amend the minimum levels of professional indemnity insurance cover to bring it in line with an EU directive.
Read more ...Advice definition change to cut costs for firms, Treasury claims
- Tuesday, 28 February 2017
- Articles
Changes to the definition of financial advice will cut costs for firms, the Government claims.
Read more ...FCA annuity sales probe: Pru joins Standard Life in review
- Friday, 24 February 2017
- Articles
Prudential has today followed Standard Life in launching a review of non-advised annuity sales in the wake of an FCA inquiry.
Read more ...New consumer guidance body 'must track its referrals' to advisers
- Tuesday, 21 February 2017
- Articles
The replacement for the Money Advice Service must track the number of referrals it makes to regulated advisers, a pensions firm has told the Government.
Read more ...Adviser convicted of theft appeals against FCA bar
- Tuesday, 21 February 2017
- Articles
A financial adviser who was convicted of trespassing and theft has launched an appeal against the FCA’s decision to cancel his permission.
Read more ...FCA weighs up rule changes for investing in illiquid assets
- Wednesday, 08 February 2017
- Articles
The FCA is weighing up possible rule changes for investing in illiquid assets through open-ended funds.
Read more ...FCA scraps second chances for offenders to get discount on fines
- Wednesday, 01 February 2017
- Articles
The FCA is abolishing second and third chances for offenders to get a discount on their fines.
Read more ...Adviser body tells FCA: Give cash from fines to regulated firms
- Friday, 27 January 2017
- Articles
Money from fines imposed by the FCA should be paid to regulated firms, the regulator has been told.
Read more ...Why's it so hard to recruit the right Paraplanners?
- Wednesday, 25 January 2017
- Articles
Why is it so hard for firms to find and recruit Paraplanners with the right skills?
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