The FCA is asking Financial Planners, Paraplanners, advisers and other financial services professionals: What is our mission?
Read more ...'Dishonest' duo banned after consumers lost £33m via unregulated investments
- Tuesday, 25 October 2016
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Two former finance firm directors whose “dishonesty and false representations” led to consumers losing about £33 million have been completely banned from working in financial services.
Read more ...FCA accused of 'deep culture of box-ticking'
- Tuesday, 25 October 2016
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The FCA and PRA have been accused of having “a deep seated culture of box-ticking”.
Read more ...Fund manager banned after FCA 'not fit and proper' verdict
- Friday, 21 October 2016
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FCA changes for Sipp providers branded 'nonsense'
- Wednesday, 19 October 2016
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Changes that Sipp providers are being told to make to their illustration systems are ‘nonsensical’, a pensions firm director says.
Read more ...FCA specialist exits for adviser compliance firm
- Wednesday, 12 October 2016
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A Financial Conduct Authority conduct risk specialist has left the regulator for a consultancy firm which helps advisers with compliance.
Read more ...FCA fines bank £3.2m over anti-money laundering failings
- Wednesday, 12 October 2016
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The FCA has fined Sonali Bank’s UK arm £3,250,600 today and banned its former money laundering reporting officer.
Read more ...'Compulsory flexi-time is a must to attract women into finance'
- Tuesday, 11 October 2016
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A finance firm has urged the financial services sector to introduce compulsory flexible working hours to attract and retain more women.
Read more ...Advisers tell FCA: 'Huge' fees no longer acceptable
- Friday, 07 October 2016
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Advisers are demanding an end to the current system of paying for the FSCS and being saddled with “disproportionately huge” fees when they have a clean record on complaints.
Read more ...Revealed: Which firms top the FCA complaints tables
- Thursday, 06 October 2016
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The FCA league tables for most complained about firms in the investments and pensions sectors have been unveiled this morning.
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