Aviva has been hit with an £8m fine by the FCA this morning.
Read more ...FCA fines Aviva £8m over 'failings'
- Wednesday, 05 October 2016
- Articles
FCA warns over unauthorised Canary Wharf asset manager
- Monday, 03 October 2016
- Articles
Planner fears phone recordings rule may damage firm's image
- Friday, 30 September 2016
- Articles
A Financial Planning firm boss fears that new FCA rules on recording client phone calls could create “completely the wrong image” for her business.
Read more ...Ex-Blackrock portfolio manager charged with insider dealing
- Thursday, 29 September 2016
- Articles
A former investment portfolio manager at Blackrock Investment Management has been charged with insider dealing.
Read more ...FCA: Advisers will have to record phone calls
- Thursday, 29 September 2016
- Articles
Financial advisers will be required to record telephone calls in future, FCA plans released this morning showed, in a bid to quickly resolve Ombudsman complaints.
Read more ...FSCS: Negligent advice protection should be reviewed
- Wednesday, 28 September 2016
- Articles
The £50,000 limit on FSCS protection for ‘negligent advice’ should be re-examined, the head of the FSCS says.
Read more ...FCA warning after firms found 'obscuring' responsibility
- Wednesday, 28 September 2016
- Articles
An FCA probe into its crackdown on senior managers’ accountability has found some firms appear to be sharing responsibility among more junior staff and “obscuring who is genuinely responsible”.
Read more ...New level 4 Financial Planning exam gets FCA green light
- Wednesday, 28 September 2016
- Articles
A new level 4 Financial Planning & Advice exam launched by the CISI has won the FCA’s approval.
Read more ...Charities could 'advise financially excluded'
- Tuesday, 27 September 2016
- Articles
Charities could help tackle financial illiteracy by advising difficult to reach people on their money troubles, a think tank has proposed.
Read more ...FCA reveals special unit is supporting 9 new robo-advisers
- Thursday, 22 September 2016
- Articles
Nine new robo-advisers are being developed with guidance from the FCA, it emerged this morning.
Read more ...