A pension consultancy firm says it has found signs of potential scam activity in 11% of pension transfer requests.
Read more ...Potential scam activity found in 11% of pension transfer requests
- Wednesday, 25 May 2016
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Alan Sugar’s ex-Apprentice pal warns over investment scammers
- Wednesday, 25 May 2016
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Alan Sugar’s former right hand man on hit TV show the Apprentice is warning of the dangers of investment scammers embedding themselves into people’s lives.
Read more ...Ex-Keydata compliance officer banned but escapes £200,000 fine
- Thursday, 19 May 2016
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'We've got too many regulators and pension schemes'
- Wednesday, 18 May 2016
- Articles
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There are too many pension schemes in the UK and arguably too many regulators too, a leading pensions commentator says, after reforms to master trusts were announced in the Queen’s Speech.
Read more ...'FOS decision makers should be as qualified as advisers'
- Tuesday, 17 May 2016
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Adjudicators and ombudsmen at the FOS should be qualified to the same basic level as advisers, the head of a firm of Chartered Financial Planners says.
Read more ...Fired ex-Towry adviser gets 2 year ban for 'market abuse'
- Friday, 13 May 2016
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A former Towry adviser has been banned for at least two years by the FCA “for engaging in market abuse”.
Read more ...Surge in demand for suitability report and platform services
- Thursday, 12 May 2016
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An outsourced Paraplanning firm has reported a surge of enquiries about suitability reporting and platform due diligence after these areas came under the FCA spotlight.
Read more ...New FCA chief: Public perceive too much greed in finance
- Monday, 09 May 2016
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The incoming chief executive of the FCA says the public perception of some areas of finance is “too much towards the exploitative ‘greed is good’ end of the spectrum”.
Read more ...Advisers' bill for FSCS rises by another £10m since January
- Tuesday, 26 April 2016
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Advisers will have to stump up an extra £10m to fund The Financial Services Compensation Scheme.
Read more ...Financial Planner tells FCA: Stop playing with robo-advice
- Monday, 25 April 2016
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The FCA must “stop playing with robo-advice”, a Chartered financial Planner says.
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