The FCA and PRA have been accused of having “a deep seated culture of box-ticking”.
A fund manager has lost his appeal against an FCA ban.
Changes that Sipp providers are being told to make to their illustration systems are ‘nonsensical’, a pensions firm director says.
A Financial Conduct Authority conduct risk specialist has left the regulator for a consultancy firm which helps advisers with compliance.
The FCA has fined Sonali Bank’s UK arm £3,250,600 today and banned its former money laundering reporting officer.
A finance firm has urged the financial services sector to introduce compulsory flexible working hours to attract and retain more women.
Advisers are demanding an end to the current system of paying for the FSCS and being saddled with “disproportionately huge” fees when they have a clean record on complaints.
The FCA league tables for most complained about firms in the investments and pensions sectors have been unveiled this morning.
Aviva has been hit with an £8m fine by the FCA this morning.
The FCA has sent out a warning about a Canary Wharf-based asset manager.
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