FCA acting chief executive Tracey McDermott has urged an end to what she calls an “adversial” approach to regulation. Read more ...
FCA acting CEO calls for end to ‘adversarial’ regulation
- Wednesday, 04 November 2015
- Articles
Jailed ex-hedge fund boss banned after £350m client losses
- Monday, 26 October 2015
- Articles
A jailed former hedge fund boss who was convicted of a range of fraud offences which led to clients losing about £350m has been banned today.
Read more ...FCA: We're ditching 4 of our ineffective requirements
- Thursday, 22 October 2015
- Articles
Four FCA requirements are set to be binned after the regulator said they were ‘ineffective’.
Read more ...Social media guru fears new rules may be 'devastating'
- Monday, 19 October 2015
- Articles
A leading figure in promoting social media compliance in the finance sector has warned that new rules on making senior managers more accountable could have a “devastating impact”.
Read more ...MPs fear pensions mis-selling scandal could be coming
- Monday, 19 October 2015
- Articles
MPs have called for the Government to act rapidly to avoid “the next major pensions mis-selling scandal” as they criticised the failure to get the pension freedoms working sufficiently and a lack of information about Pension Wise.
Read more ...Rules to punish bad bank bosses to be extended to advisers
- Thursday, 15 October 2015
- Articles
Rules originally designed to force bank bosses to take responsibility for misconduct through handing them fines and punishments look set to be extended across the whole finance sector – including advice firms – it has been announced this morning.
Read more ...FinaMetrica: Men’s hunger for risk isn't much greater
- Wednesday, 14 October 2015
- Articles
FinaMetrica has this morning published data which it said highlights men’s hunger for risk is not much greater than women’s.
Read more ...FCA instructed by MPs to avoid sensational headlines
- Tuesday, 13 October 2015
- Articles
The FCA has been told to adopt a communications approach which steers clear of “sensational headlines where possible”.
Read more ...New FCA whistleblowing rules published
- Tuesday, 06 October 2015
- Articles
The FCA and Prudential Regulation Authority have published new rules on whistleblowing this morning. Read more ...
'Escape FCA's Twitter wrath and social media dangers with guide'
- Thursday, 24 September 2015
- Articles
A new guide has been launched to help steer finance firms away from dangerous social media waters and to avoid trouble with the regulator. Read more ...