Latest FCA data shows a sharp drop in the number of regulated firms in April as the number of authorised firms continues to tumble.
Read more ...CII appoints industry veteran as VP for local institutes
- Friday, 19 May 2023
- Articles
The Chartered Insurance Institute has appointed industry veteran Brian Caruth as interim Vice President for its 55 local institutes.
Read more ...Evelyn adds Planner to expand Chelmsford office
- Friday, 19 May 2023
- Articles
Wealth manager and Financial Planning firm Evelyn Partners has appointed Harrison Boar as a Financial Planner at its Chelmsford office.
Read more ...FCA secures £130k payout to UCIS investors
- Thursday, 18 May 2023
- Articles
The FCA has secured two orders to return over £130,000 to investors in two unauthorised collective investment schemes.
Read more ...UK investors turning away from ESG
- Thursday, 18 May 2023
- Articles
UK investors are turning away from ESG investments due to the pressures of the cost-of-living crisis, according to a new report.
Read more ...Half of self-employed failing to save into a pension
- Thursday, 18 May 2023
- Articles
Almost half (45%) of self-employed Britons are failing to save into a pension, according to a new report.
Read more ...Fintel hunts for acquisitions as Davy steps down
- Thursday, 18 May 2023
- Articles
Ken Davy, chairman of fintech Fintel, is to step down as planned as chairman of the company at its AGM today.
Read more ...Ex-PFS President helps launch reporting writing workshop
- Thursday, 18 May 2023
- Articles
Former PFS President Caroline Stuart is helping launch a one-day report-writing workshop in July to help industry professionals tackle the coming Consumer Duty challenges.
Read more ...FSCS investigates BSPS adviser Prism
- Thursday, 18 May 2023
- Articles
The Financial Services Compensation Scheme has launched an investigation into Newport-based Prism Independent Financial Advisers Ltd (FRN: 515431).
Read more ...LCF CEO gets 10 month suspended prison sentence
- Wednesday, 17 May 2023
- Articles
The Serious Fraud Office has secured a suspended 10 month prison sentence against Michael Thomson, the former CEO of failed mini-bond provider London Capital & Finance (LCF).
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