Guest Column: Freeing Paraplanners to grow
- Wednesday, 02 October 2019
- Comment
There are heaps of events for Paraplanners nowadays; high quality seminars, conferences and roadshows, many of which are specifically created by and for Paraplanners, writes Caroline Stuart.
Read more...Guest Column: Vulnerable clients need protection
- Monday, 12 August 2019
- Comment
It was good to see the Guidance Consultation from the FCA on the fair treatment of vulnerable clients that has recently been published.
Read more...Guest Column: SM&CR deadline is catalyst for positive change
- Wednesday, 10 April 2019
- Comment
Since the 2008 financial crisis, regulators have held many firms to account for failings, but very few individuals. The Senior Managers & Certification Regime (SM&CR) was introduced to address this.
Read more...Guest Column: Retirement Outcomes Review just the start
- Wednesday, 20 March 2019
- Comment
The FCA’s recent Retirement Outcomes Review was a very welcome and thought-provoking paper. The report will result in a number of changes for the industry and it will be interesting to see which direction the FCA goes in its final review.
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